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Writings on Law and Democracy

  • The Lawyer’s Oath: How a Pledge to the Constitution Can Preserve Democracy
    RealClear Publishing, January 2027

    This book examines what it means to take an oath to the Constitution and what obligations that pledge imposes on every lawyer who made it. The book describes the indispensable role that the legal profession has played in creating our constitutional culture as lawyers championed the dignity and agency of every person. And it argues that our democracy cannot survive if lawyers fail to defend the rule of law without compromise.
     

  • The “Right to Control” Theory of Fraud, When Deception Without Harm Becomes a Crime
    Cardozo Law Review,  Volume 43, Issue 1, October 2021

    The article critically analyzed an ambiguous judge-made theory of fraud that violated the constitutional requirement that criminal laws be clear and the product of legislation by democratically elected representatives of the people.  The article was cited in briefs in Ciminelli v. United States (2023), in which the Supreme Court unanimously rejected the right-to-control theory.
     

  • The Use of Federal Criminal Laws to Enforce Moral Sensibilities - A Critical Review
    Society, March 2022

    The article argued that the power of prosecutors and judges to shift theories of criminality to fit their moral sensibilities weakens our democracy and the agency of individuals in our society.
     

  • Newman/Martoma: The Insider Trading Law’s Impasse and the Promise of Congressional Action
    Fordham Journal of Corporate and Financial Law, Volume 25, Issue 1, 2020

    The article critically analyzed the anti-democratic, vague, judge-made law of insider trading and called for Congress to finally legislate a clear law that would govern the complex rules of information collection and usage in the financial capital of the world. (More than 60 years after prosecutors and judges first embraced the “law”, Congress has yet to pass legislation).
     

  • ​The "Inherently Wrongful" Doctrine in Federal Law
    New York Law Journal, March 2000

    The article criticized the judicial doctrine that some crimes (like extortion) are considered so inherently wrongful the prosecutor need not prove the defendant knew what she was doing was wrong or illegal in order to convict the accused.
     

  • ​Morality, Individual Responsibility and the Law
    Philosophy and Literature (Johns Hopkins U. Press), Volume 22, No. 1, April 1998, pp. 178-185

    In the context of a debate among academics, the article offered the federal prosecutor’s perspective on the question whether universities have a responsibility to instruct on moral values. It argued that in our constitutional democracy, the twin moral values of truth-seeking and respect for human dignity are foundational and that universities do (and must) provide their undergraduates with the tools to understand these values.

Other Articles

  • ​“Global Anti-Corruption Enforcement: American Style” The Review of Securities & Commodities Regulation, May 2020.

  • “Lorenzo v. SEC: Disseminating false information can create Rule 10b-5 liability even for those who did not 'make' the false statement” White & Case Client Alert, April 2019.

  • “Inside the Minds: Managing White Collar Legal Issues” Aspatore Books, October 2008.

  • “Asset Forfeiture Hits the Suites” The National Law Journal, July 2008.

  • “Are the Sentencing Guidelines More Than 'Advisory'?” Business Crimes Bulletin, May 2008.

  • “Does Cooperation Obscure the Truth?” Business Crimes Bulletin, June 2004.

Thought Leadership

  • Panelist – New York City Bar Association: "(Webcast) Ethical Considerations for Corporate Investigations: View from All Sides," Sept. 2021, New York City.

  • Panelist – International Conference on Foreign Corrupt Practices Act 2019.

  • Panel Discussion: "Legal, Compliance and Financial Gatekeepers as Defendants: The Realities of New, Rising Prosecution Risks Confronting Individuals", Dec. 2019, Washington, DC.

  • Panelist – New York City Bar Association's International White Collar Crime Symposium, Panel Discussion: "Global Enforcement Trends", Dec. 2019, New York City.

  • Panelist – NAPABA Conf.: “The Intersection of White Collar Criminal Prosecutions and National Counterintelligence, A New Legal Challenge.” Nov. 2018, Chicago.

  • Panelist – PLI Conf. on White Collar Crime: “Ethical Issues in White Collar Investigations,” Oct. 2016, New York City.

  • Panelist – NYC Bar Assoc. White Collar Crime Inst.: “The Government’s Call for Cooperation by and Against Companies – A Game Changer or More of the Same?” May 2015, New York City.

  • Instructor -- International Criminal Court – Trial Advocacy Training Program (seminar for War Crimes Prosecutors), Oct. 2011, the Hague, Netherlands.

  • Instructor -- South Korean Ministry of Justice: “International Symposium on Presentence Investigation and Pretrial Detention,” October 2010, Seoul, Korea.

  • Panelist – ACI Conf.: “Screening Third Parties: Due Diligence Procedures for Freight Forwarders, Agents, Consultants and Joint-Venture Partners, May 2008, Chicago.

  • Panelist – PLI Conf.: “FCPA 2008 – Coping with Heightened Enforcement Risks,” April 2008, New York City.

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